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Alternative Trading Systems
Results: 286

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271	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-01-21 15:21:50 Investment Securities Exchange Act Direct market access High-frequency trading Broker-dealer U.S. Securities and Exchange Commission Alternative Trading Systems Electronic trading Net capital rule Financial markets Financial economics Finance
272	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BX[removed]December 12, 2013 Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Chang Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-12-13 09:23:12 Finance Stock market Mathematical finance Market maker Order Algorithmic trading Securities Exchange Act Market liquidity Alternative Trading Systems Financial markets Financial economics Investment
273	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BX[removed]April 16, 2014 Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing of Proposed Rule Change to Amend the Fee Schedule und Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-04-16 19:21:43 Financial system Order Market liquidity Market maker Algorithmic trading Alternative Trading Systems Financial markets Financial economics Finance
274	Proposed Rule: Regulation of Non-Public Trading Interest (Corrected to Conform to Federal Register Version) Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-11-18 11:06:33 Finance Investment United States Securities and Exchange Commission Alternative Trading Systems Regulation NMS Mathematical finance Dark liquidity Order Electronic communication network Financial markets Financial economics Stock market
275	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSE[removed]November 21, 2013 Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change to Establish an I Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-11-22 09:58:18 Investment Dark liquidity Alternative Trading Systems Order Algorithmic trading Market maker Securities Exchange Act New York Stock Exchange Market liquidity Financial markets Financial economics Finance
276	Final Rule: Risk Management Controls for Brokers or Dealers with Market Access Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-11-18 15:50:49 Financial system Securities Exchange Act Short Alternative Trading Systems Broker-dealer U.S. Securities and Exchange Commission Regulation NMS High-frequency trading Dodd–Frank Wall Street Reform and Consumer Protection Act Financial markets Financial economics Finance
277	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BX[removed]June 13, 2014 Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-06-16 08:44:35 Investment Finance Securities Exchange Act Algorithmic trading Market maker Order Alternative Trading Systems Financial markets Financial economics Stock market
278	OTC Trading: Description of Non-ATS OTC Trading in National Market System Stocks LAURA TUTTLE 1 March 2014 This paper is the second in a series of white papers that investigate off-exchange trading of Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-03-18 13:56:12 Financial markets Finance Equity securities Alternative Trading Systems Over-the-counter Order Electronic communication network Algorithmic trading Equity trading Financial economics Stock market Investment
279	Microsoft Word - Response_Competition_DG_EPDA_non_conf.doc1.doc Add to Reading List Source URL: ec.europa.eu Language: English - Date: 2010-10-13 11:03:10 Investment Electronic trading Securities market Algorithmic trading Security Markets in Financial Instruments Directive Bid–offer spread Alternative Trading Systems Secondary market Financial markets Financial economics Finance
280	Executive Summary The World Federation of Exchanges (WFE) commends IOSCO for carefully analyzing the issues raised by the growing and disruptive fragmentation and loss of visibility (darkness) in equity markets. The four Add to Reading List Source URL: www.world-exchanges.org Language: English - Date: 2013-05-13 11:38:57 Investment Markets in Financial Instruments Directive Dark liquidity High-frequency trading Algorithmic trading Alternative Trading Systems Hedge fund Futures contract Market depth Financial markets Financial economics Finance

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